Have you planned your independent review for this year?

Independent Reviews are a key part of any organization's compliance program, providing essential oversight and helping to ensure that compliance policies and procedures are being followed. They provide an objective, unbiased assessment of an organization's compliance with laws and regulations and can help identify areas where improvements are needed.
Bates Group provides independent Compliance and AML reviews for established and start-up companies in the areas of banking, fintech (financial technology), virtual asset and cryptocurrency firms, traditional Money Services Businesses (MSBs), and Non-Banking Financial Institutions (NBFIs). We also serve Registered Investment Adviser, Broker-Dealer, and hybrid firms, as well as Private Fund and Hedge Fund clients.