Bates Group - Financial Services Industry Experts

Видео 21
Просмотров 4 618

Have you planned your independent review for this year?

0:26

Ensuring Quality Assurance of Your AML Programs

26:48

Managing State Exam Process Webinar

1:02:04

Webinar - AML Rules & Alerts: Testing, Tuning and Best Practices

1:00:10

Prepaid Card Programs - Third Party Vendor Reporting Standards

1:06

Tailoring AML Programs & Risk Assessments to Your Risk Profile at MTRA 2023

5:19

Webinar - Remittance Transfers and Regulation E - A Practical Guide for Money Services Businesses

Join host and Bates Group Managing Consultant John Ashley for a webinar on Remittance Transfers and Regulation E!
Speakers include our own Brandi Reynolds, Managing Director; as well as Jim McCarthy, Chairman at McCarthyHatch; Fintech, Crypto and AR Payments Lawyer Adam Atlas; and Sandra Stevenson, Director of Regulatory Compliance at Alviere.

Видео

Have you planned your independent review for this year?

0:26

Have you planned your independent review for this year?

Просмотров 1228 дней назад

Independent Reviews are a key part of any organization's compliance program, providing essential oversight and helping to ensure that compliance policies and procedures are being followed. They provide an objective, unbiased assessment of an organization's compliance with laws and regulations and can help identify areas where improvements are needed. Bates Group provides independent Compliance ...

Ensuring Quality Assurance of Your AML Programs

26:48

Ensuring Quality Assurance of Your AML Programs

Просмотров 3628 дней назад

In this session from the July 2024 Fraud Fighters Virtual Summit, "Ensuring Quality Assurance of Your AML Programs," Bates Group managing Director Brandi Reynolds and her fellow panelists will discuss expert strategies for enhancing AML program quality and share practical tips and frameworks for AML practitioners.

1:02:04

Managing State Exam Process Webinar

Просмотров 492 месяца назад

This webinar explores best practices for managing the state regulatory examination process. Our expert panelists discuss such topics as navigating examination requests, scheduling and managing the on-site portion of the exam, and responding to the report of examination, including managing exam action items. Host: Brandi Reynolds - Managing Director, Bates Group Moderator: John Ashley - Managing...

Webinar - AML Rules & Alerts: Testing, Tuning and Best Practices

1:00:10

Webinar - AML Rules & Alerts: Testing, Tuning and Best Practices

Просмотров 1683 месяца назад

Join us for an insightful webinar featuring industry experts from Bates Group, Gusto, Ava Labs, and FirstBank, who will share their profound insights and strategies for optimizing AML rule sets and enhancing alert efficiency.

Prepaid Card Programs - Third Party Vendor Reporting Standards

1:06

Prepaid Card Programs - Third Party Vendor Reporting Standards

Просмотров 607 месяцев назад

Prepaid card issuers must ensure that the third-party vendors they do business with meet certain reporting standards.

5:19

Tailoring AML Programs & Risk Assessments to Your Risk Profile at MTRA 2023

Просмотров 239 месяцев назад

Join Bates Group for part two of our onsite sit-down with with compliance attorney Joseph Cutler, Firmwide Chair Fintech Industry Group, of Perkins Coie LLP at MTRA 2023. In this video, Joseph walks us through the importance of tailoring an AML program and risk assessment to an organization's risk profile.

OFAC Violations & AML Program Deficiencies at MTRA 2023

5:39

OFAC Violations & AML Program Deficiencies at MTRA 2023

Просмотров 579 месяцев назад

Bates sits down onsite at MTRA 2023 with compliance attorney Joseph Cutler, Firmwide Chair Fintech Industry Group, of Perkins Coie LLP to discuss OFAC violations and common AML program deficiencies.

Suspicious Activity Reports - The Five W's (and How!)

2:45

Suspicious Activity Reports - The Five W's (and How!)

Просмотров 11510 месяцев назад

When writing a suspicious activity report, it’s important to provide a concise, clear, and detailed description of the suspicious activity. The Five W's (and How) can help! Get expert compliance training help with Bates Contact our Bates Group experts today: www.batesgroup.com/contact

Third Party Data Security for Prepaid Card Programs

2:30

Third Party Data Security for Prepaid Card Programs

Просмотров 6710 месяцев назад

If a third-party vendor requires access to prepaid cardholder or card information, the prepaid issuer and program manager must make sure the third-party follows certain data security protocols.

2:04

UDAAPs

Просмотров 10111 месяцев назад

In this video, we'll learn about unfair, deceptive or abusive acts or practices, aka UDAAPs, and the two tests used to determine if an act or practice is unfair, deceptive, or abusive.

Consumer Financial Protection Bureau - Consumer Complaints

2:13

Consumer Financial Protection Bureau - Consumer Complaints

Просмотров 10111 месяцев назад

In the United States, consumers have certain rights when it comes to financial institutions, including the right to file complaints with the Consumer Financial Protection Bureau. In this video, we'll take a closer look at some common consumer complaints as well as how they are reported and resolved.

2:20

Pillars of AML Compliance

Просмотров 78711 месяцев назад

Every BSA/AML compliance program is held up by the pillars of compliance. Today, we'll explore what makes up each pillar and how they all work together to minimize your company's risk.

Asset Custody: Regulations and Best Practices (Webinar)

57:55

Asset Custody: Regulations and Best Practices (Webinar)

Просмотров 85Год назад

Join Bates Managing Director Brandi Reynolds and moderator Alexandra Scheibe (McDermott Will & Emery) with their guests Lee Schneider (Ava Labs) and Eden Doniger (EasyPark) as they discuss the regulatory background of asset custody, considerations in the crypto sphere, and best practices for managing ongoing risks.

3:39

What is Regulation E?

Просмотров 2,5 тыс.Год назад

Regulation E - Reg E for short - creates a legal framework for participants in electronic fund transfers. It covers many types of transactions, from direct deposits to money transfers and even point-of-sale transactions in stores. In this video we'll take a detailed look at Reg E and the transactions and businesses it governs.