Managing State Exam Process Webinar

This webinar explores best practices for managing the state regulatory examination process. Our expert panelists discuss such topics as navigating examination requests, scheduling and managing the on-site portion of the exam, and responding to the report of examination, including managing exam action items.
Host: Brandi Reynolds - Managing Director, Bates Group
Moderator: John Ashley - Managing Consultant, Bates Group
Expert Panelists:
Daniel Wood - Counsel, Pillsbury Winthrop Shaw Pittman LLP
Nicole Murphy - CCO, eToro
Jorgan Norgaard - CCO, Alviere