How to Read SEC Filings When Buying Penny Stocks | $ZYNE $YRIV
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- Опубликовано: 28 сен 2024
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Time stamps:
0:55 SEC Form 10 K and Form S 3 on Nasdaq filings.
1:46 Reading form 10 K for $YRIV stock. Revenue, cash, operating expense.
4:15 Looking for stock offering, warrants, convertibles for YRIV stock.
6:15 $YRIV form S-3. $300 M shelf registration.
8:35 $ZYNE. Why biotech stocks are evaluated differently?
10:31 Looking for offering on ZYNE.
12:42 Summary
Shelf and ATM offerings explained. SEC Form S-3
• How to read SEC Filing...
What to look for in penny stock SEC filings for day trading? I will show you all the KEYWORDS to search for in form 10 K and form S 3 in this video. You will be able to spot dilution or offering in under 10 minutes, and decide whether this penny stock is a buy or sell.
My favorite website to look for SEC filings is Nasdaq.com. That's where you can find all the filings including quarterly financial statement on these penny stocks. Form 10-K is the financial statement and Form S-3 is where you can see new shares registered to do an offering / dilution.
Looking at Form 10K for $YRIV. We can see the company never made any revenue. They have high operating expense, or burn rate, and are low on cash reserve. So the question at this point you should be asking is, if this penny stock company have high operating cost, low cash equivalents, and no revenue income, how have they been paying millions of operating cost over the last few years?
The answer can be found by searching for "shares outstanding". If you see an increase in share count by tens of millions over the years, thats a sign of stock dilution. YRIV has been selling more shares and diluting their investors in order to make money to pay for debt and expenses.
Next what I look for is stock offering, warrants and convertibles. So I search for those keywords in SEC filings to look for their offering or dilution history. While YRIV doesn't have outstanding warrants or offering history, this small cap penny stock company has a history of issuing convertible notes over the last few years. Convertible notes are debt securities.
Let's look at YRIV form S-3 next, which is a statement public companies have to file when registering new shares to the stock market. In this form S3 we can see YRIV has a shelf registration of $300 Million dollars. "Shelf" registration allows companies a window of two years to issue secondary offerings any time they want.
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OMG! I have been looking for a crash course on RUclips for weeks. Finally someone clearly, precisely, and intelligently explains what to look for and how, in order to identify dilution in a timely fashion.
You are amazing! You just got me as a new subscriber. I am going to watch this video again, and again, and again, and again.
Wow, just wow. The video is to the point. You are an amazing teacher, seriously.
Thank you!
You are the best. I paid lots money to learn this. But they never explained that properly.
Omg, you explained it in 10 minutes!!
Thank you sooooo much!!! Life saver!!!!!
Hit. me. on. this👌
I never knew it only took 10 minutes into looking at penny stocks financials. It usually takes me a least a few hours into looking at stocks I invest/swing trade in. This is golden, great video humble trader.
To get the information of this 13 min video you need atleast 1 year or 2 in the stock market and this girl summarized it in just 13 min... Really well done and thank you
Never have I ever paid for RUclips Premium to literally download a video until today. Between you and Sykes, my goodness. You don't know how much your videos both help. Up 30% this month! Thank you! I'm new to reading filings so building a step by step based on your video. Extremely useful!
I'm just starting to pay my tuition with you and I can't believe that this gem of a video was one of your earliest videos. I guess you've been top-notch from the very start.
good job thanks so much! wow and some gurus are selling this on a $300 DVD when you can go through this in 10 min!
She deserves more likes, more views. I just can’t believe how well she explains everything. I have been looking for videos, articles on the subject for weeks, they’re just not clear enough.
I sincerely can’t thank her enough for the knowledge. Very few will truly understand the value of this video.
@@solidusmack I agree 100%!!! Fantastic work and video
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I am ectully future day Trader I am fallowing your channel more then 1 year now learning how to read and how to orientate in these documents to me is extreamly usefull thanks for what are you doing many begginers day traders are greatfull for your work and I do as well :-)
Great step by step and easy to understand tutorial on checking out a company's financials. My brother shared your channel with me and I have learned so much in just a short period of time. Thank you !
I've spent hundreds of dollars to find out about this information and you make it easy to understand in a concise way. You are an angel :-)
The amount of help and knowledge that you share for free is amazing,
Wow, I have been looking to learn how to read SEC filings without falling asleep in the first 2 minutes of some other videos I was sawing logs. I gave RUclips one last try to find something interesting and found you! Not only will I study this video and take notes I just received your email for the trade journal. Subscribed, Liked, and rang the bell. Love it.
@@HumbledTraderOfficial And you reply to your subscribers on the same day, I love your channel even more now! I see you mentioned some trading rooms. Have you considered starting your own discord channel? I think it's free and its a place where all of your subscribers can meet and trade all day. Unless you already have one, please send me the link if you do. Thanks again.
I am not new to trading but I am new to Pennystocks and you have impressed me , because
you showed something important in a simple and direct way , and it just makes sense
I want to see more Thank You Warren
Amazing, you are a blessing! I thought I could never learn this, until I found you! You are really talented to teach. ❤️
I like your presentation. I am myself a huge fan on investigating the SEC filings. Really useful!!
Dear Shay, I really want to thank you for these videos, AND the bad jokes! Seriously, though... every teacher on RUclips and elsewhere is constantly saying "Do your Due Diligence! It's not MY FAULT if you pick a bad stock to trade!" OK, so that's a great disclaimer to put out so they don't get sued, BUT - as a newbie, I don't think most people know HOW to 'Do Due Diligence,' in the first place. I am older, and grew up with parents and teachers who insisted we 'go look it up...'. Of course, they were pointing to a set of encyclopedias on a shelf, NOT a computer. I am glad I received this type of thinking, though, as my first inclination if I don't understand something, is to 'go find out' for myself. I really appreciate you taking the time to teach people HOW to understand the stocks they are trading. I know that most day traders only look at the price action on the chart, and don't give a hoot about the fundamentals. I, myself, have gotten caught twice already, thinking that I was 'buying a great dip!' only to find out that there was about to be an offering that tanked the price of the stock. I didn't lose money, but I ended up being a Bag (Holding) Lady until the price recovered, which tied up a lot of capital in my small cash trading account. I don't need to be spoon fed, but it sure is nice to have someone who says "Hey... the BEST food is over there.", and points me in the right direction. You are, in my opinion, the BEST teacher for stock trading on RUclips. I SMASH!!! your Like Button so hard, I've had to replace my mouse THREE TIMES!!! lol I wish you all the Joy and Happiness in the world. (and Lamborghini Money!) ~ Lynn.
PS - If I ever find the couple dozen people who give your videos a 'thumbs down,' I'm going to kick their butts! They are just jealous because you are smarter than they are, more beautiful, more successful, and have a better sense of humor. F&ck them!!! lol
I don't usually comment on videos, but I feel this time it's necessary because you simply cannot find information this good elsewhere. Thank you so much for this video and your channel, I've learned so much and can't wait to make that Lamborghini money!!
Usually, you have to dig to find nuggets of gold in youtube videos. Not every day you come across an entire gold mine! Excellent explanations, thank you! Would love to see more analysis videos like this!
Wow. I've been looking at the sec site and it's not easy to navigate and doesn't look good. I'm using Nasdaq now. One of the most useful videos of yours. Thanks
I dont trade but find your videos helpful to understand trading.
Wow greta job for simplifying this process of looking for important data from SEC filings. Great Job !!!
I'm so glad I've found you! Your videos are so good and funny way better than some courses that I've paid in the past that are more marketing than anything else. Thanks!
This has helped me so much. Cant thank you enough. Its like Skimming SEC flings for Dummies!
Hey HT. I’ve been watching your videos for over a week now. Great job informing. I’ve been hitting skip on all the lambo guys’ ads that keep interrupting your lessons and I’m smashing the like button on this one!
We explained. I will support you RUclips algorithm
No doubt about it, if your a new trader you do not have to go any further on RUclips to find who is the best. Your at the right place-view all of this woman’s videos-she is the best-and a great educator. She’s the Goods 💯👍👍👍👍👍👍👍💯and I’m smashing the like button hard on all her videos
Best video I found on doing DD. Super underrated video
Just checked on ZYNE as of 5/16/19 closed at 15.5. I will be checking out more of your videos, thanks
I'm looking back after a year of trading now. This video has helped me tremendously. Thank u HT!
Perhaps I leave daytrading for itself, but I can't sleep better than hearing an intelligent voice, I can't sleep when there's no noice, you are the best that happend, I am interested, then I get to drunk, but I am always stuk on your channel, you should win the Nobel-price for daytaders...
Very nice and concise. Thank you Shay!!!
Outstanding work on "How to Read SEC Filings When Buying Penny Stocks". Thanks so much. This has been a trouble area for me, now distinctly clear. Way to go!
Wow awesome. My first introduction to SEC filings. Thank you
Wow, this video is a piece of art! very well put together. thank you!!
You go GIRL!!! Wow Thank you so much and I never knew about the key word search trick you just saved me lots of time lol I am old school with computers. I am sharing this video with my trading buds thanks!!! SEC Filings was just a key topic for our group.
This was very informative and didn't even finish yet. Thank you and I have subscribed.
a BIG thanks for this SEC filing video, it's very quick and informative. Great Job! 👍👍👍
You’re awesome for teaching everyone this information!!
Thanks loads, this playlist is marvellous !
I learn soo much here compared to others, thank you humbled trader
You always give good info just what i was looking for.
Thank you this was very helpful! I am a PennyStock DayTrader. Appreciate this
Been binge watching your videos. Your teaching style rocks! Keep it up! We appreciate your hard work
Would you consider going over SEC filings on runners more in the future? I learned so much from you on this video. Thank you!!!
Specific walkthroughs like this are my favorites. Great information. Thank you!!!
Thank you thank you thank you!!!!!! you make very easy to understand these complicated concepts, making something boring into actually interesting and entertaining, now I know I can do this! You go girl! you are gifted
WOW! This is the most informative video EVER! A lot of other videos just beat around the bush, but you crushed it. Great video!
If you divide the total amount ($300M) by the unexercised shares they have at the moment, you get an idea of a rough price it would be the most beneficial for the company to do the offering, not guaranteed but you get a better estimate. Cheers.
This is such an incredible video, highly informative! Im so glad I discovered you! I am looking forward to start tradingin Penny Stocks
You are absolutely amazing! Thank you for sharing your knowledge and putting in the work to help everyone be successful.
I highly value this content. Really good info. Thankyou for all the time you put into making it.
Wow! Not even the furus give out this information. Excellent information. It looks like you put a lot of time and effort in it, thank you.
This was SO amazing! My question would be, how did you know these were things to look for and this is where you find them? Thanks for your help!
Very helpful analysis of the SEC filings. Request: Can you do another video where you also analyze the other forms that are filed with the SEC for stocks listed on Nasdaq, like the 8-K, D, etc? You are the best on You Tube when it comes to trading stock videos. I feel like I'm in a College or University class when I watch your video ... simply because you are so clear in your explanations and I feel that I learn! So, it makes me feel as if I'm a student in class. Pretty awesome!!!!
Useful video! Appreciate your effort and time spent on doing this (once again) for us :)
@Humbled trader thank you so much for these great tutorial videos. Even though I’ve been trading for some times now, but definitely I have learned a lot from you than any other RUclipsr. Your number 1 fan from Seattle 😀🙌🏽🙌🏽🙌🏽🙌🏽
This is a fantastic video. Very clear and helpful. No fluff, just to the point. Love your channel, please continue to educate us!!!
You're fantastic and your videos are easy to understand.
You are getting good at these videos, I like them .
Your videos are awesome this lesson is so thick textured with very valuable indispensable fundamentals perfect for a rookie like me, SUPERB-THANK YOU!!!
This is very helpful. I got caught from $GEVO hahaha luckily it bounced back. Now I am learning how to read SEC Filings :) learn the hard way.
Hey Shay, I really like your videos. You help me alot. Thank you so much!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
Wow I am learning a lot from you. I can't believe you are showing this stuff for free. Your channel is amazing. Subscribed!!!!
I learned so much from this video,.thank u so much for the presentation
Trust me you the best !!! learned a lot. as a result subscribed your channel.
Thanks for great information! Appreciate y’all time!!!
THANK YOU for the vid. You made it clear what to look for
Hello this is good for me to keep learning little hard for me but i do repeat your video, ur parents are lucky if they want to learn from u about stock trading Thanks a ton for ur valuable time Mahalo
I found this super useful, and put these items into my screening workflow. Thank you for taking the time to make this video!
Your video lesson is simply Marvelous😊😁☺
So good.... Thank you for sharing this.... Ironically I just picked up some shares of ZYNE recently so I felt great hearing what you said about them from over a year ago.. and they still look good with a recent completion of an offering...again... thank you for sharing strategies...
AMAZING CONTENT!!! NEXT VIDEO IDEA :YOUR HIGHEST PROBABILITY SET UP AND HOW TO SCAN FOR IT? THANKS SO MUCH!
Thanks for posting this video. Great way to combine fundamentals and T/A in 13 minutes!
Thank you for your friendly attitude with sharing your experiences with others, still learning what you have already learnt.
I'm able to make sense of my mistakes and will make better decisions going forward.
Thank you again.
Very informative! I will put this to use right away. Thanks.
Thank you so much for taking the time and making this video. I find it really useful, since I want to go deeper into SEC filings and learn more about them how to read them and analyze. So this is a good way to start and look at important things. I would love to know where you started with SEC filings, what did you focus on first? Thanks again :)
very good, best and simple breakdown for newbies....
Absolutely amazing!! Thank you!! Perfect for the beginner, easy to retain. I appreciate the written questions of what you should be asking yourself when looking up the information.
Also, love that you rep Canada in one of your vids!! Keep up the great work and thanks again!! 🇨🇦
PLUS ONE , Nine seven zero six seven three zero eight nine three..📊👍💪
Excellent explanation. I have been thinking on day trading for a long time now. I will keep watching and give it a trial. Thank you!
Do you have a video on your personal journey? How long did it take you to get to this level of understanding? What type of obstacles did you encounter along the way?
I love you and your videos, you're the greatest! I've learned a bunch from watching this video and others you've done. Thank you
Please never stop making videos. Your content has been so helpful!!
This video has been incredibly useful, much more than all the other traders I have watched. Thank you for your time and research.
You're such a great teacher! Thanks for all the diligent work you do to make us understand things easily.
Thank you for sharing, this is so informative, have a wonderful weekend, you are awesome !!!
Thank you a lot for sharing your experience with us, really useful videos!!! 😁🙏
Wow, I came here for a simple search and you gave me pretty much everything!! You Got My Follow! Thank You!
I don't know if I love your Lambo Parody, or THIS G O L D, more. Such a hard choice.
Thank you for this video I have traded along time and seen countless videos / seminars... nice quick refresher keep up the good work for everyone's sake.
very useful and helpful. thanks for sharing these valuable first hand info.
just sent a DM asking about this, then thought i should check your videos...... smart right. Thanks for all the helpful videos!
this is a gem.
good shit! you were spot on with ZYNE
i want to tell you. thank ypu so much for making this video, i learn a lot from you❤❤🌹🌹❤