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After completing relative nism certification,Can we give investment advice ? and Manage clients demat account? Or can we manage the fund ?
It is mandatory for an advisor to get registered with sebi and not from nism.kindly search for sebi RIA regulations for more clarity.
After completing relative nism certification,
Can we give investment advice ? and Manage clients demat account? Or can we manage the fund ?
It is mandatory for an advisor to get registered with sebi and not from nism.kindly search for sebi RIA regulations for more clarity.