Thistle Initiatives Investment team - Prudential Services

Round one of our series introducing the Thistle Initiatives Investment Team’s services!
Are you a financial firm navigating the complexities of regulatory reporting? Thistle Initiatives is here to streamline your processes and ensure compliance with ease.
In the following video, we will look into some of the issues that the FCA have highlighted regarding RegData returns.
We can assist you with:
Quarterly MIF and FSA returns
Checking SNI or non-SNI MIFIDPRU investment firm status
Exceeded SNI threshold
Guidance through notifying the FCA and provide necessary training
Errors in reporting
K-factor applications and transitional provisions for potential capital requirement reductions