The Role of the FCA - Free Regulatory Compliance Trainings

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  • Опубликовано: 27 дек 2024

Комментарии • 49

  • @FinCrimeAgent
    @FinCrimeAgent  28 дней назад

    🌟 Kickstart Your Career in Financial Crime Prevention! 🌟
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    🔗 Explore the course here: bit.ly/FinCrimeTraining
    Drawing on my 20 years of experience, this course will equip you with the practical skills needed to excel. Ready to move your career forward? Click the link to learn more, and feel free to contact me directly if you have any questions.

  • @henbenharris
    @henbenharris 2 года назад +10

    High-quality video. I watched it in preparation for my interview at the FCA... got the job.

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад +1

      Wow congratulations! Well done Henry and best of luck for your new role 👏🏻 I’m very happy that my video helped you during the hiring process🙂

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Hi Andrew, I guess this is a question for Henry ?

    • @SlashnKashmir
      @SlashnKashmir 9 месяцев назад +1

      Can you give us update about your status?

  • @picantetraining6228
    @picantetraining6228 11 месяцев назад +1

    Amazing video mate. Thank you so much

    • @FinCrimeAgent
      @FinCrimeAgent  11 месяцев назад

      Thank you for your positive feedback 👍🏻

  • @bigchungus4336
    @bigchungus4336 6 месяцев назад +1

    Very good overview - cheers

    • @FinCrimeAgent
      @FinCrimeAgent  6 месяцев назад

      Glad to read that it is useful 👍🏻 thanks for commenting!

  • @funmilolaabigailfatade1417
    @funmilolaabigailfatade1417 7 месяцев назад +1

    So concise. Thanks

    • @FinCrimeAgent
      @FinCrimeAgent  7 месяцев назад

      Thanks for leaving your positive feedback 👍🏻 I’m glad it was clear and informative for you 🙂

  • @sanjayg2686
    @sanjayg2686 2 года назад +1

    Excelent, Thanks a lot for this video creation for us.

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      My pleasure! Thanks for watching, I’m glad you find it useful 👍🏻

    • @sanjayg2686
      @sanjayg2686 2 года назад +1

      @@FinCrimeAgent Absolutely helpful , Thanks again

  • @ashwanisingh6632
    @ashwanisingh6632 Год назад

    Your videos are really helpful, you give detailed information ...very good

    • @FinCrimeAgent
      @FinCrimeAgent  Год назад

      Thanks a lot. I really appreciate your positive comment 🙂

  • @sanjayswami8439
    @sanjayswami8439 2 года назад +1

    This video really helps me in my IOC level 2 preparation...Thanks 👍

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      I’m very pleased to hear that 🙂 Thanks for leaving your feedback here !

  • @udaykiran7185
    @udaykiran7185 3 года назад +2

    Valuable information 👍

  • @JubayerZ
    @JubayerZ 2 года назад +1

    Helpful, definitely 👍🏻

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Hi, thank you for watching and for leaving your feedback 👍🏻

  • @kanug7032
    @kanug7032 2 года назад +1

    best explanation... awsm

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Thanks for watching! I am pleased that my overview is clear to you 🙂👍🏻

  • @kingdomkhan1O3
    @kingdomkhan1O3 2 года назад

    How can register firm financial services virtually in FCA any link and video

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Hi, thanks for commenting on the video 👍🏻 Apologies but I'm not sure I fully understand your question... If you are seeking information on how to apply for FCA authorisation, all details are included on the FCA portal, this is a link to it: www.fca.org.uk/firms/authorisation/how-to-apply
      I hope this is useful. Thank you for watching my video!

  • @haripriyabalaji9154
    @haripriyabalaji9154 3 года назад +1

    May i know how to get into FCA as a employee what is the steps to get job in FCA

    • @FinCrimeAgent
      @FinCrimeAgent  3 года назад +2

      Hi and thank you for commenting on my video.
      As I don’t know your professional background or qualifications, the first step I would recommend you to take is to look at the FCA career portal. In there you will find valuable information for both individuals in the early stage of their careers and for more experienced professionals. Based on that, you can then search for open vacancies in line with your experience that are available at the FCA. Also, on their portal they share other interesting details to know what is like to work there. I leave you here the link that will direct you to the official FCA career portal.
      www.fca.org.uk/careers
      Let me know if this is useful. Marco

  • @talkttalk2010
    @talkttalk2010 2 года назад +1

    Responsibilities 😎

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад +1

      Thanks for spotting it. Updated now 👍🏻

  • @FinCrimeAgent
    @FinCrimeAgent  3 года назад

    As part of my research around regulatory bodies, if you found interesting the information I published about the FCA, I have also completed a new video highlighting the role and responsibilities of the main US regulatory bodies. Here is the link: ruclips.net/video/nkNWXZmGv8U/видео.html

  • @dollie9636
    @dollie9636 Год назад

    I currently work in compliance how I’d like to move into financial compliance, what’s the best way to get FCA approved? I’d like to be certified to help in moving industries?

    • @FinCrimeAgent
      @FinCrimeAgent  Год назад

      Hi Dollie, thanks for commenting on my video.
      To become FCA (Financial Conduct Authority) approved, there are a few steps you can take, I will list below some of those but I also suggest you to further investigate with other professionals that already are FCA approved in case I've missed some key steps.
      > Gain relevant qualifications: The FCA expects individuals who work in financial compliance to hold relevant qualifications such as the CISI Diploma in Investment Compliance or the ICA International Diploma in Governance, Risk, and Compliance.
      > Gain relevant experience: Relevant experience in financial compliance will be valuable to your application. You could start by gaining experience in areas such as regulatory compliance, risk management, and internal audit.
      >Apply for FCA approval: Once you have the necessary qualifications and experience, you can apply for FCA approval through the FCA Connect system. You will need to provide details of your qualifications, work experience, and personal details.
      >Be prepared for ongoing requirements: Once you are approved by the FCA, you will need to meet ongoing requirements to maintain your approval. This may include completing annual training, submitting annual compliance reports, and undergoing periodic reviews by the FCA.
      It's worth noting that the FCA's approval process can take several weeks or months, and meeting their requirements can be challenging. However, becoming FCA-approved can be a valuable credential for anyone looking to work in financial compliance, and can help you stand out when looking for jobs in this field.
      I hope the above is useful! Thanks for watching my videos 🙂

  • @Mindgame-no1
    @Mindgame-no1 2 года назад

    Can we let fca know about the claim declined by insurance company? Whenwe are 100% right and can prove all the documents to prove we are right but insurance company saying we being dishonest as fraud claim.
    Is there something fca can do?

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Hi and thank you for commenting on my video. There is a process provided by the FCA for complaints if you are unhappy with a financial product or service. This is the link directing you to the official FCA page with details about the same. Do let me know if this is useful www.fca.org.uk/consumers/how-complain

    • @Japangirl2506
      @Japangirl2506 2 года назад

      No pal
      U just a fraudulent dude

  • @hermanstroeve7530
    @hermanstroeve7530 2 года назад

    Beste ik ben gebeld voor evt te investeren in of voor mijn pensioen ,nu mijn vraag hoe kan ik weten dat die persoon ook voor de FCA werkt graag hoor ik van U
    MVG H.Stroeve.

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Sorry Herman… I can only reply to comments in English.

  • @prof.deluxe2315
    @prof.deluxe2315 2 года назад +1

    Great video 👍. Where can I get the list of all FCA licensed institutions ?

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      Thank for your positive feedback 👍🏻 Here is the link to the FCA register: register.fca.org.uk/s/

  • @bujji7632
    @bujji7632 2 года назад

    Hi sir fca fake right? Plz reply

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад +1

      Hi, I'm not entirely sure I understand your comment...

    • @bujji7632
      @bujji7632 2 года назад

      Ok sir tq but iam all ready invest 30000 fca gold trading so this is real r fake i dont no sir! How can i fca revew

    • @FinCrimeAgent
      @FinCrimeAgent  2 года назад

      I think you are confusing the topic... this video is about the FCA as in Financial Conduct Authority.

  • @UKBUILDER.COMPANY
    @UKBUILDER.COMPANY Год назад

    Is it the same license for car dealers?

    • @FinCrimeAgent
      @FinCrimeAgent  Год назад +1

      Hi, I think you might be referring to another type of licence as I doubt there is a direct link between the Financial Conduct Authority and car dealers.

    • @UKBUILDER.COMPANY
      @UKBUILDER.COMPANY Год назад

      @@FinCrimeAgent I mean the FCA License when you want to sell the car as a finance thanks for your reply

    • @FinCrimeAgent
      @FinCrimeAgent  Год назад +1

      Hi, thanks for your clarification and apologies for the delayed reply. I only recently noticed your additional comment.
      To the best of my understanding, if a car dealership in the UK is offering certain types of credit or finance arrangements to customers, they typically need to be authorized or registered by the Financial Conduct Authority (FCA). The FCA regulates credit providers in the UK, and this includes dealerships offering finance deals for car purchases.
      However, not all aspects of a car dealership's business fall under the jurisdiction of the FCA. It's primarily the elements that involve providing credit or finance, such as hire purchase agreements or other car finance models, that are regulated. In addition, the dealership must adhere to specific rules and guidelines to ensure fair customer treatment.
      Do note that my personal experience in the car sector from a regulatory compliance perspective is quite limited. The exact requirements can vary, and it's always recommended to consult with a legal or compliance professional for a full understanding of what applies to specific businesses.
      I hope this helps! If you find my content valuable, please consider supporting my FinCrime Agent project on Patreon.com/FCAgent
      Thanks for watching my videos.

    • @UKBUILDER.COMPANY
      @UKBUILDER.COMPANY Год назад

      @@FinCrimeAgent thanks 🙏🏻