The Geek and the Guru Podcast - Series 65 Exam Laws and Regulations (Registrations)

Series 65 Exam Playlist • Series 65 Investment A...
Episode 2 Laws and Regulations (Registrations)
1. Registration of Persons • Series 66 Exam, Series...
2. FORM ADV, DISCLOSURE BROCHURE, ADVISOR CONTRACT
3. COMPENSATION
4. ETHICS • Series 66 Exam 14 ques...

[@Series7Guru]

Here is the Series 65 Exam Playlist ruclips.net/p/PLK1IazV_JQbGn7K_gBAD_TWW_TLrlRxA5

[@ZERO-CAPACITANCE]

Excellent, these guys are HEROS!!!

[@transitionkings]

I only passed 2 of the 7 practice exams I took. Your qk blurb about Federal IAR vs State IAR...offices v clients, this gave me the edge that I needed. Brain drops it at 11:31 and this allowed me to pass my exam today, thanks a ton.

[@Series7Guru]

Kudos Investment Advisor Representative!

[@chelsealuther9835]

Appreciate you both so much! The series 65 is my nightmare- you make it much more digestible!

[@Series7Guru]

Glad we are helpful.

[@williamg9977]

I love you guys! I’ve been listening to your videos Dean and I’ve going through Brian’s Test Geek program. I plan to pass my 65 exam later this month. I really appreciate your passion and knowledge of the securities industry. It’s been super helpful for me

[@Series7Guru]

Glad you are finding our content helpful.

[@alexisdelia7522]

Recently took the exam and successor firm fees were on it 👍🏼

[@Series7Guru]

Thanks for paying it forward

[@nickm1863]

More of these on the 65!

[@Series7Guru]

There are two more episodes coming

[@matt_kulaga]

This is great! Thank you for this!!

[@Series7Guru]

De nada

[@danielplascencia2504]

Do you have to be a qualified or accredited investor to be in a hedge fund?

[@chrisa.9977]

Nice, episode!

[@Series7Guru]

Thank you.

[@liaquinn6472]

Any suggestions regarding what textbook are best?

[@Series7Guru]

Kaplan

[@JadelynnRomito]

How do we access the class notes or summary that Brian referenced several times especially with the buckets for Federal IA vs State?

[@Series7Guru]

Reach out to Brian at TestGeek. There is a link on the home page.

[@JadelynnRomito]

@@Series7GuruI don’t see his contact information anywhere sorry if I’m overlooking it. Can you post it here?

[@Series7Guru]

@JadelynnRomito Google TestGeek Exam Prep

[@jdbyars91]

so at time marker 20:21...which is it? 90 or 120...and/or the conditions....exactly. Y'all skimmed over the info about it being confusing...but I didn't think y'all accurately stated the difference.

[@Series7Guru]

90 is the SEC. 120 is the client.

[@awakentotruthmichaelsmith4698]

Dean, I’m studying for the 65..
Are any of the 63 videos applicable to the 65. It seems like there is some crossover material as I have been studying

[@Series7Guru]

If they are they are already in the 65 playlists

[@awakentotruthmichaelsmith4698]

@@Series7Guru ok, thanks

[@costa7187]

Where can we buy the study material?

[@Series7Guru]

www.kaplanfinancial.com/securities/series-65. My 10% discount code at checkout is Guru10

[@venturaac]

I love FINRA tests!