Private Fund Adviser Rules Best Practices (Part 2) - Fund Audits

Registered investment advisers subject to the annual fund Audit Rule are required to obtain an annual financial statement audit for each of the private funds they advise and deliver the audited financial statements to investors. In this second part in the three-part video series on “Private Fund Adviser Rules: Best Practices,” TaNeka Ray, Senior Manager for EisnerAmper’s Regulatory Risk & Compliance Solutions discusses the SEC audit requirements established by the Custody Rule. TaNeka also provides a list of best practices for investment advisers to follow while preparing for or undergoing an annual audit.
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