Introduction to SOX compliance

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  • Опубликовано: 2 дек 2024

Комментарии • 8

  • @toyinokunuga3605
    @toyinokunuga3605 3 года назад +1

    This was great! Thank you for the amazing and succinct way of putting complex information into a clear and logical maner!

    • @Isgovern
      @Isgovern  3 года назад

      Glad we could help

  • @CarlosWGomez
    @CarlosWGomez 2 года назад

    Thanks for the video! Starting my new job soon and wanted to have a bit more context and this really helped

    • @Isgovern
      @Isgovern  2 года назад

      Congrats on the new job. Glad we could help.

  • @SeattleFira
    @SeattleFira 3 года назад

    Appreciate this duder. i'll be taking on these roles and this was a great run down

  • @santoshpanigrahi205
    @santoshpanigrahi205 3 года назад +1

    Informative. What does 409 and 906 section tells. Also please tell some software for sox complaince.

    • @Isgovern
      @Isgovern  3 года назад +4

      Hello, thanks for the comment. Section 409 is based around disclosure and are required to inform the public of any changes to their financial condition or operations. The business must also report any changes to regulators within 48 hours. Section 906 of the Act requires that a written statement is to be submitted by the Chief Executive Officer (CEO) and the Chief Financial Officer (CFO) of the business. This statement will be submitted with a periodic report which is also required by the Act. This section is basically saying that the CEO/CFO are confirming everything is correct and if there are violations found, they are going to be penalized. Regarding software, unfortunately we don't have the experience in this bit. However, ensuring that documented records and auditing is kept it key. Hope this helps.

    • @santoshpanigrahi205
      @santoshpanigrahi205 3 года назад +1

      @@Isgovern Thank You for the reply.