What Does An Investment Banking Compliance Officer ACTUALLY Do?

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  • Опубликовано: 26 янв 2025

Комментарии • 30

  • @khizarbhatti9247
    @khizarbhatti9247 Год назад +14

    Surprisingly compliance is an underrated career path

  • @AfzalHussein
    @AfzalHussein  Год назад +1

    Download my FREE 9-page Investment Banking Compliance guide (plus others) here: careerguides.io
    Get my 'Introduction to Asset Management' 71-Page career guide here: careerguides.io/individual_guide/introduction-to-asset-management
    Get my 'Introduction to Investment Banking' 100-Page career guide here: careerguides.io/individual_guide/introduction-to-investment-bankin
    TIMESTAMPS:
    00:00 - Intro
    00:50 - IBD Compliance Overview
    02:28 - Employee Pros & Cons
    06:27 - Role Overview

  • @littlevivi
    @littlevivi Год назад +2

    Great video! Love this series.

  • @anant5065
    @anant5065 Год назад +5

    Plz move back old format of the video. Its better to self-guess and check the pros and cons after understanding about the dept., than first being bombarded with pros and cons of things which u don't understand.

    • @AfzalHussein
      @AfzalHussein  Год назад +1

      Yeah, I was thinking the same. Will do. Thanks for sharing 👍🏽

  • @Tommy.L4ng
    @Tommy.L4ng 6 месяцев назад

    Hi would anyone be able to help advise some investment banks or PE or other financial services that offer graduate compliance schemes and roles ?

  • @zakboualem2737
    @zakboualem2737 Год назад +2

    Would a compliance officer in IBD get paid more for the longer hours

    • @AfzalHussein
      @AfzalHussein  Год назад +1

      Not necessarily. If they have a nice manager they might get a bit more of a bonus but the compliance bonus pot is not going to be as big as the investment banking bonus pot.

  • @mughal_gtown
    @mughal_gtown Год назад +1

    Video on tax / ops next?

  • @Yani65252
    @Yani65252 Год назад +2

    I would love to hear about other compliance division in GC. Are the working hours, pay scale for other compliance division same as investment banking compliance division?

  • @UNKNOWN-1589
    @UNKNOWN-1589 Год назад +3

    The Jim Simonds of RUclips.

  • @BAMBAMBAM495
    @BAMBAMBAM495 Год назад

    more on compliance what about personal social media

  • @LandoHendrix444
    @LandoHendrix444 Год назад +1

    Ive become obsessed with Industry (HBO). Question, i know that there is a cap on bonuses. Can bankers receive tips?

  • @s5sixs933
    @s5sixs933 Год назад +2

    Awesome video 🎉🎉

  • @champion5037
    @champion5037 Год назад

    pop up key word might be helpful

  • @aaaaa-gn7me
    @aaaaa-gn7me Год назад +1

    nice video

  • @taimanchan836
    @taimanchan836 Год назад

    Compliance is a bad career. It is extremely hard to switch to more lucrative roles while having to work long hours at half of what the front office is making. Don’t waste your life doing compliance and I am saying this as a compliance officer.

    • @thepastrypantry1983
      @thepastrypantry1983 Год назад +2

      I’d like to hear more on this, do you specifically mean bad career within IB? I get what you mean about making less than front office, but I wouldn’t go as far as saying bad career. You can always pivot your GRC expertise to the tech cybersecurity side as there are transferable skills. It’s not hard to switch to lucrative roles, it depends on where you want to go lol

    • @cloudyrainy8288
      @cloudyrainy8288 9 месяцев назад

      @@thepastrypantry1983 Could you give examples on what kind of lucrative roles one can switch to from compliance? If someone were to come from a trading firm

    • @wei8680
      @wei8680 2 месяца назад

      @@thepastrypantry1983I agree with you. Speaking as a compliance officer, I have enjoyed good employment prospects and opportunities are widely available in this field.

  • @Jay-xb5du
    @Jay-xb5du Год назад +1

    First