ASC Registrant Outreach and Education Seminar 2024

Stay up to date on regulatory obligations and learn from the ASC staff on a number of informative topics, including:
Registration applications for portfolio managers, advising representatives and associate advising representatives; Overview of recent ASC compliance examination findings; Business continuity with single person shops; Options available for exempt market dealers to raise capital for Alberta small businesses.
For more info visit www.asc.ca