Yes, that is correct Travis. After a firm has been in business for one year, they are considered an established firm, and are then are required to file retail communications with FINRA within 10 business days of first use. It is only during the first year that they must file the communication at least 10 business days prior to use. You got it!
This is a great video and extremely helpful as I prep for the 6. Do you offer something similar for the 63 as well?
Thanks for watching Cris. Yes we have one for 63 as well. ruclips.net/video/EHDHEK7jzMQ/видео.html
@@PassMasters no thank you! I’ll be sure to use that link with my next exam coming!!
what study guide are you using for test prep? I'm wondering if its worth purchasing one
New subscriber thank you. I've been putting off this test for 10 years. I'm finally committing to passing.
Happy to see you here Larry! You got this! We are here to help!
This is beautiful. Thank you for this video. I am getting ready to prep for my 6 (for a couple of weeks), then jump right into study. So thank you!!
Happy to help! Thank for watching😀
taking my 6 in 3 days this was very helpful!!
So happy to help! YOU GOT THIS! 😀
These are great. Thank you!
So happy to help! Thanks for watching 😀
Taking the 6 tomorrow!!!
Sending all good thoughts your way Edgar! You got this 😀
I like this. I can listen to it anywhere.
That's right, Daphene! So glad you found the key facts useful.
An established firm can file communication with FINRA after the use within 10 days...
Yes, that is correct Travis. After a firm has been in business for one year, they are considered an established firm, and are then are required to file retail communications with FINRA within 10 business days of first use. It is only during the first year that they must file the communication at least 10 business days prior to use. You got it!
I LIKE THIS ... GOOD SUPPLEMENT !!!!
Thanks for checking out the video and your comment. Good luck with your exam.