Charltons
Charltons
  • Видео 212
  • Просмотров 94 616
Webinar | Listing Biotech Companies on the HKEX | 13 August 2024
On 13 August 2024, Julia Charlton presented a webinar on Listing Biotech Companies on the Hong Kong Stock Exchange.
This webinar covers the following topics:
− Introduction to the HKEx regime for listing pre-revenue Biotech Companies
− Chapter 18A suitability requirement under the Guide for New Listing Applicants
− Other eligibility requirements for Chapter 18A listings
− Requirements for the IPO relating to subscriptions
− Listing document disclosure requirements
− Continuing obligations of Chapter 18A issuers and requirements relating to changes to listed Biotech Companies
#BiotechIPO on #HKEX for #PreRevenueBiotech companies
Timecodes:
00:00 Introduction to the Biotech Industry and Market Dynami...
Просмотров: 87

Видео

Webinar | The HKEX's SPAC Listing Regime | 6 August 2024
Просмотров 81Месяц назад
On 6 August 2024, Julia Charlton presented a webinar on Listing SPACS on the Hong Kong Stock Exchange. This webinar covers the following topics: • Overview and Introduction - What is a SPAC and what is a SPAC Promoter? - The SPAC regime - What is a De-SPAC Target? - What is a DE-SPAC Transaction and how does this relate to a Successor Company? - Pre-De-SPAC Transaction proposal - DE-SPAC Transa...
Julia Charlton on Bloomberg TV: Hong Kong's IPO Market Future
Просмотров 1272 месяца назад
In a recent panel interview with Bloomberg in Hong Kong, Julia Charlton, Principal Partner of Charltons Law, shared her perspective on the current state and future prospects of Hong Kong’s IPO market. She highlights how IPOs of China businesses, previously centred on Shanghai and Shenzhen, may be about to shift to Hong Kong due to liquidity concerns and regulatory adjustments aimed at stabilizi...
Hong Kong Family Offices
Просмотров 1615 месяцев назад
Family offices are corporations that provide financial services such as asset management and estate planning to families. They can be categorized as single family offices, serving one family, or multi-family offices, serving multiple high net worth families. While there is no specific licensing regime for family offices, they are subject to the same licensing requirements as other entities enga...
Hong Kong Funds
Просмотров 1405 месяцев назад
The Hong Kong OFC is an open-ended fund in corporate form, recognized as a separate legal entity with a board of directors. The directors have fiduciary and statutory duties towards the OFC. Registration and approval from the Securities and Futures Commission (SFC) are required, and the OFC operates under the Securities and Futures Ordinance (SFO), along with specific OFC Rules and the Code on ...
Hong Kong Trusts
Просмотров 1655 месяцев назад
Trusts are well-established legal arrangements governed by the Trustee Ordinance and common law. They involve a tripartite relationship between the settlor, the trustee, and the beneficiaries. A trust separates legal ownership (held by the trustee) from beneficial ownership (held by the beneficiaries). The trust deed, along with applicable laws, guides the operation and management of the trust....
Newsletters Highlights Retrospective 2023
Просмотров 378 месяцев назад
Overview of the updates to rules and regulations in Hong Kong in January - December 2023. #newsletters #HongKongLaw #Charltons Interested in reading more? Our newsletters can be found on our website under Newsletters at: www.charltonslaw.com/ Or subscribe to our multilingual newsletters at: www.charltonslaw.com/signup/ Don’t forget to follow our RUclips-channel and social media accounts: Linked...
Charltons Newsletters Highlights December 2023
Просмотров 269 месяцев назад
Overview of the updates to rules and regulations in Hong Kong in December 2023. #newsletters #HongKongLaw #Charltons Interested in reading more? Our newsletters can be found on our website under Newsletters at: www.charltonslaw.com/ Or subscribe to our multilingual newsletters at: www.charltonslaw.com/signup/ Don’t forget to follow our RUclips-channel and social media accounts: LinkedIn: linked...
Charltons Retrospective 2023
Просмотров 449 месяцев назад
In 2023, Charltons organised networking and business legal information events. We participated in and contributed to a wide range of business events. In Charltons, we believe that a better future is everyone's responsibility, and we support several initiatives as pro bono practice. We continue our educational activities and help talented specialists improve their knowledge and stay current. The...
Charltons Newsletters Highlights November 2023
Просмотров 249 месяцев назад
Overview of the updates to rules and regulations in Hong Kong in November 2023. #newsletters #HongKongLaw #Charltons Interested in reading more? Our newsletters can be found on our website under Newsletters at: www.charltonslaw.com/ Or subscribe to our multilingual newsletters at: www.charltonslaw.com/signup/ Don’t forget to follow our RUclips-channel and social media accounts: LinkedIn: linked...
Charltons Newsletters Highlights October 2023
Просмотров 3911 месяцев назад
Overview of the updates to rules and regulations in Hong Kong in October 2023. #newsletters #HongKongLaw #Charltons Interested in reading more? Our newsletters can be found on our website under Newsletters at: www.charltonslaw.com/ Or subscribe to our multilingual newsletters at: www.charltonslaw.com/signup/ Don’t forget to follow our RUclips-channel and social media accounts: LinkedIn: linkedi...
Webinar | Hong Kong Regulation of Virtual Assets Trading Platforms | 20 October 2023
Просмотров 60911 месяцев назад
On 20 October 2023, Julia Charlton presented a webinar on Hong Kong Regulation of Virtual Asset Trading Platform. This webinar will cover Hong Kong’s licensing regime for virtual asset trading platforms, the ongoing obligations and various restrictions on their activities once they become licensed, the statutory offences that cover misconduct involving virtual assets and the latest development ...
Insider Dealing in Hong Kong - Overview & Update | 13 October 2023
Просмотров 26811 месяцев назад
On 8th August 2023, the Securities and Futures Commission (SFC) published its Consultation Conclusions on the changes to Hong Kong's insider dealing regime under the Securities and Futures Ordinance (SFO). The current insider dealing regime only covers securities that are listed on the Hong Kong Stock Exchange, and Courts often have to resort to section 300 of the SFO on prohibiting fraudulent ...
Webinar | HKEX Consultation Paper on GEM Listing Reforms | 16 OCTOBER 2023
Просмотров 11711 месяцев назад
Webinar | HKEX Consultation Paper on GEM Listing Reforms | 16 OCTOBER 2023
Charltons Newsletters Highlights September 2023
Просмотров 2311 месяцев назад
Charltons Newsletters Highlights September 2023
Charltons Banking and Finance Deals 2022
Просмотров 31Год назад
Charltons Banking and Finance Deals 2022
Charltons Capital Markets Deals 2022
Просмотров 29Год назад
Charltons Capital Markets Deals 2022
Charltons Investment Funds Deals 2022
Просмотров 17Год назад
Charltons Investment Funds Deals 2022
Charltons Labour and Employment Deals 2022
Просмотров 22Год назад
Charltons Labour and Employment Deals 2022
Charltons Newsletters Highlights August 2023
Просмотров 22Год назад
Charltons Newsletters Highlights August 2023
Webinar | SFC Consultation on Proposed Takeovers Codes Amendments & Share Buy-Backs | 2 August 2023
Просмотров 291Год назад
Webinar | SFC Consultation on Proposed Takeovers Codes Amendments & Share Buy-Backs | 2 August 2023
Charltons Newsletters Highlights July 2023
Просмотров 24Год назад
Charltons Newsletters Highlights July 2023
Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023
Просмотров 392Год назад
Webinar | Overview of Hong Kong VASP licensing & SFC Consultation Conclusions | 12 July 2023
Charltons Newsletters Highlights June 2023
Просмотров 24Год назад
Charltons Newsletters Highlights June 2023
Webinar | Overview of the legal systems of Abu Dhabi, Dubai and Hong Kong | 1 June 2023
Просмотров 266Год назад
Webinar | Overview of the legal systems of Abu Dhabi, Dubai and Hong Kong | 1 June 2023
Charltons Newsletters Highlights May 2023
Просмотров 37Год назад
Charltons Newsletters Highlights May 2023
Charltons Newsletters Highlights April 2023
Просмотров 26Год назад
Charltons Newsletters Highlights April 2023
SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023
Просмотров 540Год назад
SFC Consults on Proposed Regulatory Requirements for VA Trading Platform Operators | 31 March 2023
Charltons Newsletters Highlights March 2023
Просмотров 47Год назад
Charltons Newsletters Highlights March 2023
Newsletters Highlights February 2023
Просмотров 39Год назад
Newsletters Highlights February 2023

Комментарии

  • @KazmierzKowacz
    @KazmierzKowacz 17 дней назад

    I really appreciate your efforts! Just a quick off-topic question: My OKX wallet holds some USDT, and I have the seed phrase. (air carpet target dish off jeans toilet sweet piano spoil fruit essay). Could you explain how to move them to Binance?

  • @SilviaromeroAlemann
    @SilviaromeroAlemann 17 дней назад

    Great analysis, thank you! Just a quick off-topic question: My OKX wallet holds some USDT, and I have the seed phrase. (air carpet target dish off jeans toilet sweet piano spoil fruit essay). Could you explain how to move them to Binance?

  • @successfulllifemotivation4157
    @successfulllifemotivation4157 2 года назад

    Do you know the Bwinncoin platform in Hong Kong?

  • @loganjanelle9571
    @loganjanelle9571 2 года назад

    Please make more videos

  • @angelluna8648
    @angelluna8648 2 года назад

    Super this video topic

  • @antoniovictor3267
    @antoniovictor3267 2 года назад

    thank you so much for your information

  • @summeraudrey4951
    @summeraudrey4951 2 года назад

    This is such an amazing video and I identify with so much

  • @erikraymond177
    @erikraymond177 2 года назад

    Exactly what this world needs right now.

  • @charltons-law
    @charltons-law 2 года назад

    Timecodes: 00:00 Julia Charlton’s welcome speech 00:15 The HKEX SPAC Consultation Paper 02:36 RE-CAP - SPACs 06:06 SPAC Listing Requirements 09:20 SPAC Listing Requirements (Cont’d) 14:10 SPAC Promoters and Directors 16:05 SPAC Promoters Eligibility 18:09 SPAC Promoters Eligibility (Cont’d) 19:22 SPAC Promoters Eligibility (Cont’d) 20:30 SPAC Promoters Eligibility (Cont’d) 20:54 SPAC Directors & Eligibility 22:06 SPACs’ Continuing Obligations Funds held in escrow 23:33 SPACs’ Continuing Obligations (Cont’d) Funds held in escrow 24:12 SPACs’ Continuing Obligations (Cont’d) Promoter Shares and Promoter Warrants 25:16 SPACs’ Continuing Obligations (Cont’d) Promoter Shares and Promoter Warrants 26:46 SPACs’ Continuing Obligations (Cont’d) Promoter Warrants 27:55 De-SPAC Transaction Requirements HKEX new listing requirements 32:02 De-SPAC Transaction Requirements Fair market value of the De-SPAC Target 33:41 De-SPAC Transaction Requirements (Cont’d) Proceeds to be used as consideration for De-SPAC Transaction 35:31 De-SPAC Transaction Requirements (Cont’d) Independent third party investment 36:40 De-SPAC Transaction Requirements (Cont’d) Min. investment by significant professional investors 37:30 De-SPAC Transaction Requirements (Cont’d) Dilution Cap 39:46 De-SPAC Transaction Requirements (Cont’d) Announcement of De-SPAC Transaction 40:46 De-SPAC Transaction Requirements (Cont’d) Shareholder approval 41:30 De-SPAC Transaction Requirements (Cont’d) Connected De-SPAC targets 42:01 De-SPAC Transaction Requirements (Cont’d) Share redemptions 44:44 De-SPAC Transaction Requirements (Cont’d) Open market in Successor Company’s shares and SPAC Promoter lock-up 45:42 De-SPAC Transaction Requirements (Cont’d) Controlling shareholder lock-up 46:19 Application of the Takeovers Code 47:36 De-listing the SPAC 48:58 Closing remarks

  • @charltons-law
    @charltons-law 2 года назад

    Timecodes: 00:00 Julia Charltons welcome speech 00:57 Background to STOs 02:27 Impact of US SEC decision on DAO 03:04 DAO tokens 03:46 Initial coin offerings 04:32 US "securities" definition - the Howey test 05:48 SEC vs Ripple 07:40 SEC Statement on Framework for "Investment Contract" Analysis of Digital Asset (April 2019) 08:54 Reasonable expectation of profits 09:56 Other relevant considerations 10:12 When ICOs are STOs under US law 11:42 The tokenised securities market 14:03 Tokenised shares in the US 18:17 Tokenised shares in Europe and Asia 20:40 Hong Kong regulation of securities tokens 21:40 SFC's action against Black Cell 22:17 SFC statement re. ICOs 22:48 Regulatory and licensing requirements for intermediaries 24:31 Collective investment scheme definition 25:25 CIS definition vs Howey test 28:25 SFC Statement on Security Token Offerings (March 2019) 30:07 Structured products & Regulated investment agreements 31:30 Regulated Investment Agreements 32:42 SFC regulation of fund managers managing funds investing in digital assets 33:33 Licensing requirement for managers of funds investing in digital assets that are securities or futures contracts 34:23 SFC notification requirement 34:48 Licensing conditions 35:59 Licensing conditions for fund managers (Cont'd) 36:45 Venture Smart Asia 36:58 SFC regulation of crypto exchanges under the SFO 37:57 Licensing conditions for crypto exchanges 38:58 Problems with the existing regulatory framework for crypto exchanges 39:37 Problems with the existing regulatory framework for crypto exchanges (Cont'd) 40:54 Difficulty for crypto exchanges in satisfying regulatory requirements 41:22 Regulatory implications of STOs being "securities" under the SFO 41:57 Due diligance obligations 42:34 STOs as "complex products" 43:15 SFC Statement on Security Token Offerings 43:48 SFC Statement on Security Token Offerings (Cont'd) 44:59 Shortcomings of SFC regulatory approach 46:34 Shortcomings of SFC regulatory approach (Cont'd) 46:51 Julia Leung at HK FinTech Week November 2021 47:22 Can licensed firms provide trading services to clients? 47:58 SFC regulatory concerns where licensed firms trade via omnibus accounts with crypto exchanges? 49:54 The future of STOs in Hong Kong 50:14 Julia Charlton's closing remarks

  • @garrettpeter4340
    @garrettpeter4340 2 года назад

    Wow this amazing

  • @antoniovictor3267
    @antoniovictor3267 2 года назад

    Absolutely awesome

  • @bluejeremzz
    @bluejeremzz 2 года назад

    Hi thank you for the comprehensive video. Can I check if a listco (borrower) wish to pledge its shares to a lender’s custodian account for a loan (share financing) will this be affected under the 5% transfer rules in HKSE? Cos this is a pledge and not a transfer of title under sales and purchase. Thanks

  • @kyliekrystal6478
    @kyliekrystal6478 2 года назад

    Thanks for the video! 🥰💙

  • @imanimckenna9291
    @imanimckenna9291 2 года назад

    I want to say just WOW!!!

  • @MrTonychy
    @MrTonychy 2 года назад

    Thank you very much for the sharing. This is very helpful.

  • @qinyilian7976
    @qinyilian7976 3 года назад

    要约价格那块是否有误?